Good Faith Exception to the Exclusionary Rule: Seminal Case
UNITED STATES v. ALBERTO LEON
468 U.S. 897 (1984)
Justice WHITE delivered the opinion of the Court.
This case presents the question whether the Fourth Amendment
exclusionary rule
should be modified so as not to bar the use in the prosecution's case
in chief of evidence obtained by officers acting in reasonable reliance
on a search warrant issued by a detached and neutral magistrate but
ultimately found to be unsupported by probable cause. To resolve this
question, we must consider once again the tension between the sometimes
competing goals of, on the one hand,
deterring official misconduct and removing inducements to
unreasonable invasions of privacy and, on the other, establishing
procedures under which criminal defendants are "acquitted or convicted
on the basis of all the evidence which exposes the truth."
In August 1981, a confidential informant of unproven reliability
informed an officer of the Burbank Police Department that two persons
known to him as "Armando" and "Patsy" were selling large quantities of
cocaine and methaqualone from their residence at 620 Price Drive in
Burbank, Cal. The informant also indicated that he had witnessed a sale
of methaqualone by "Patsy" at the
residence approximately five months earlier and had observed at that
time a shoebox containing a large amount of cash that belonged to
"Patsy." He further declared that "Armando" and "Patsy" generally kept
only small quantities of drugs at their residence and stored the
remainder at another location in Burbank.
On the basis of this information, the Burbank police initiated an
extensive investigation focusing first on the Price Drive residence and
later on two other residences as well. Cars parked at the Price Drive
residence were determined to belong to respondents Armando Sanchez, who
had previously been arrested for possession of marihuana, and Patsy
Stewart, who had no criminal record. During the course of the
investigation, officers observed an automobile belonging to respondent
Ricardo Del Castillo, who had previously been arrested for possession of
50 pounds of marihuana, arrive at the Price Drive residence. The driver
of that car entered the house, exited shortly thereafter carrying a
small paper sack, and drove away. A check of Del Castillo's probation
records led the officers to respondent Alberto Leon, whose telephone
number Del Castillo had listed as his employer's. Leon had been arrested
in 1980 on drug charges, and a companion had informed the police at that
time that Leon was heavily involved in the importation of drugs into
this country. Before the current investigation began, the Burbank
officers had learned that an informant had told a Glendale police
officer that Leon stored a large quantity of methaqualone at his
residence in Glendale. During the course of this investigation, the
Burbank officers learned that Leon was living at 716 South Sunset Canyon
in Burbank.
Subsequently, the officers observed several persons, at least one of
whom had prior drug involvement, arriving at the Price Drive residence
and leaving with small packages; observed a variety of other material
activity at the two residences as well as at a condominium at 7902 Via
Magdalena; and witnessed a variety of relevant activity involving
respondents' automobiles. The officers also observed respondents Sanchez
and Stewart board separate flights for Miami. The pair later returned to
Los Angeles together, consented to a search of their luggage that
revealed only a small amount of marihuana, and left the airport. Based
on these and other observations summarized in the affidavit, Officer
Cyril Rombach of the Burbank Police Department, an experienced and well-
trained narcotics investigator, prepared an application for a warrant to
search 620 Price Drive, 716 South Sunset Canyon, 7902 Via Magdalena, and
automobiles registered to each of the respondents for an extensive list
of items believed to be related to respondents' drug-trafficking
activities. Officer Rombach's extensive application was reviewed by
several Deputy District Attorneys.
A facially valid search warrant was issued in September 1981 by a
State Superior Court Judge. The ensuing searches produced large
quantities of drugs at the Via Magdalena and Sunset Canyon addresses and
a small quantity at the Price Drive residence. Other evidence was
discovered at each of the residences and in Stewart's and Del Castillo's
automobiles. Respondents were indicted by a grand jury in the District
Court for the Central District of California and charged with conspiracy
to possess and distribute cocaine and a variety of substantive counts.
The respondents then filed motions to suppress the evidence seized
pursuant to the warrant. The District Court held an evidentiary hearing
and, while recognizing that the case was a close one, granted the
motions to suppress in part. It concluded that the affidavit was
insufficient to establish probable cause, but did not suppress all of
the evidence as to all of the respondents because none of the
respondents had standing to challenge all of the searches. In response
to a request from the Government, the court made clear that Officer
Rombach had acted in good faith, but it rejected the Government's
suggestion that the Fourth Amendment exclusionary rule should not apply
where evidence is seized in reasonable, good-faith reliance on a search
warrant.
The Government's petition for certiorari expressly declined to seek
review of the lower courts' determinations that the search warrant was
unsupported by probable cause and presented only the question "[w]hether
the Fourth Amendment exclusionary rule should be modified so as not to
bar the admission of evidence seized in reasonable, good-faith reliance
on a search warrant that is subsequently held to be defective." We
granted certiorari to consider the propriety of such a modification. We
have concluded that, in the Fourth Amendment context, the exclusionary
rule can be modified somewhat without jeopardizing its ability to
perform its intended functions.
Language in opinions of this Court and of individual Justices has
sometimes implied that the exclusionary rule is a necessary corollary of
the Fourth Amendment or that the rule is required by the conjunction of
the Fourth and Fifth Amendments. These implications need not detain us
long. The Fifth Amendment theory has not withstood critical analysis or
the test of time and the Fourth Amendment "has never been interpreted to
proscribe the introduction of illegally seized evidence in all
proceedings or against all persons."
The Fourth Amendment contains no provision expressly precluding the
use of evidence obtained in violation of its commands, and an
examination of its origin and purposes makes clear that the use of
fruits of a past unlawful search or seizure "work[s] no new Fourth
Amendment wrong." The wrong condemned by the Amendment is "fully
accomplished" by the unlawful search or seizure itself and the
exclusionary rule is neither intended nor able to "cure the invasion of
the defendant's rights which he has already suffered." The rule thus
operates as "a judicially created remedy designed to safeguard Fourth
Amendment rights generally through its deterrent effect, rather than a
personal constitutional right of the party aggrieved."
Whether the exclusionary sanction is appropriately imposed in a
particular case, our decisions make clear, is "an issue separate from
the question whether the Fourth Amendment rights of the party seeking to
invoke the rule were violated by police conduct." Only the former
question is currently before us, and it must be resolved by weighing the
costs and benefits of preventing the use in the prosecution's case in
chief of inherently trustworthy tangible evidence obtained in reliance
on a search warrant issued by a detached and neutral magistrate that
ultimately is found to be defective.
The substantial social costs exacted by the exclusionary rule for the
vindication of Fourth Amendment rights have long been a source of
concern. "Our cases have consistently recognized that unbending
application of the exclusionary sanction to enforce ideals of
governmental rectitude would impede unacceptably the truth-finding
functions of judge and jury." An objectionable collateral consequence of
this interference with the criminal justice system's truth-finding
function is that some guilty defendants may go free or receive reduced
sentences as a result of favorable plea bargains. Particularly when law
enforcement officers have acted in objective good faith or their
transgressions have been minor, the magnitude of the benefit conferred
on such guilty defendants offends basic concepts of the criminal justice
system. Indiscriminate application of the exclusionary rule, therefore,
may well "generat[e] disrespect for the law and administration of
justice." Accordingly, "[a]s with any remedial device, the application
of the rule has been restricted to those areas where its remedial
objectives are thought most efficaciously served."
Close attention to those remedial objectives has characterized our
recent decisions concerning the scope of the Fourth Amendment
exclusionary rule. The Court has, to be sure, not seriously questioned,
"in the absence of a more efficacious sanction, the continued
application of the rule to suppress evidence from the [prosecution's]
case where a Fourth Amendment violation has been substantial and
deliberate...." Nevertheless, the balancing approach that has evolved in
various contexts--including criminal trials-- "forcefully suggest[s]
that the exclusionary rule be more generally modified to permit the
introduction of evidence obtained in the reasonable good-faith belief
that a search or seizure was in accord with the Fourth Amendment."
As cases considering the use of unlawfully obtained evidence in
criminal trials themselves make clear, it does not follow from the
emphasis on the exclusionary rule's deterrent value that "anything which
deters illegal searches is thereby commanded by the Fourth Amendment."
In determining whether persons aggrieved solely by the introduction of
damaging evidence unlawfully obtained from their co-conspirators or
co-defendants could seek suppression, for example, we found that the
additional benefits of such an extension of the exclusionary rule would
not
outweigh its costs. Standing to invoke the rule has thus been limited
to cases in which the prosecution seeks to use the fruits of an illegal
search or seizure against the victim of police misconduct.
Even defendants with standing to challenge the introduction in their
criminal trials of unlawfully obtained evidence cannot prevent every
conceivable use of such evidence. Evidence obtained in violation of the
Fourth Amendment and inadmissible in the prosecution's case in chief may
be used to impeach a defendant's direct testimony. A similar assessment
of the "incremental furthering" of the ends of the exclusionary rule led
us to conclude in [United States v. Havens] that evidence inadmissible
in the prosecution's case in chief or otherwise as substantive evidence
of guilt may be used to impeach statements made by a defendant in
response to "proper cross-examination reasonably suggested by the
defendant's direct examination."
When considering the use of evidence obtained in violation of the
Fourth Amendment in the prosecution's case in chief, moreover, we have
declined to adopt a per se or "but for" rule that would render
inadmissible any evidence that came to light through a chain of
causation that began with an illegal arrest. We also have held that a
witness' testimony may be admitted even when his
identity was discovered in an unconstitutional search. The perception
underlying these decisions--that the connection between police
misconduct and evidence of crime may be sufficiently attenuated to
permit the use of that evidence at trial--is a product of considerations
relating to the exclusionary rule and the constitutional principles it
is designed to protect. In short, the "dissipation of the taint" concept
that the Court has applied in deciding whether exclusion is appropriate
in a particular case "attempts to mark the point at which the
detrimental consequences of illegal police action become so attenuated
that the deterrent effect of the exclusionary rule no longer justifies
its cost." Not surprisingly in view of this purpose, an assessment of
the flagrancy of the police misconduct constitutes an important step in
the calculus.
As yet, we have not recognized any form of good-faith exception to
the Fourth Amendment exclusionary rule. But the balancing approach that
has evolved during the years of experience with the rule provides strong
support for the modification currently urged upon us. As we discuss
below, our evaluation of the costs and benefits of suppressing reliable
physical evidence seized by officers
reasonably relying on a warrant issued by a detached and neutral
magistrate leads to the conclusion that such evidence should be
admissible in the prosecution's case in chief.
Because a search warrant "provides the detached scrutiny of a neutral
magistrate, which is a more reliable safeguard against improper searches
than the hurried judgment of a law enforcement officer 'engaged in the
often competitive enterprise of ferreting out crime,' "we have
expressed a strong preference for warrants and declared that "in a
doubtful or marginal case a search under a warrant may be sustainable
where without one it would fall." Reasonable minds frequently may differ
on the question whether a particular affidavit establishes probable
cause, and we have thus
concluded that the preference for warrants is most appropriately
effectuated by according "great deference" to a magistrate's
determination.
Deference to the magistrate, however, is not boundless. It is clear,
first, that the deference accorded to a magistrate's finding of probable
cause does not preclude inquiry into the knowing or reckless falsity of
the affidavit on which that determination was based. Second, the courts
must also insist that the magistrate purport to "perform his 'neutral
and detached' function and not serve merely as a rubber stamp for the
police." A magistrate failing to "manifest that neutrality and
detachment demanded of a judicial officer when presented with a
warrant application" and who acts instead as "an adjunct law enforcement
officer" cannot provide valid authorization for an otherwise
unconstitutional search.
Third, reviewing courts will not defer to a warrant based on an
affidavit that does not "provide the magistrate with a substantial basis
for determining the existence of probable cause." "Sufficient
information must be presented to the magistrate to allow that official
to determine probable cause; his action cannot be a mere ratification of
the bare conclusions of others." Even if the warrant application was
supported by more than a "bare bones" affidavit, a reviewing court may
properly conclude that, notwithstanding the deference that magistrates
deserve, the warrant was invalid because the magistrate's probable-cause
determination reflected an improper analysis of the totality of the
circumstances or because the form of the warrant was improper in some
respect.
Only in the first of these three situations, however, has the Court
set forth a rationale for suppressing evidence obtained pursuant to a
search warrant; in the other areas, it has simply excluded such evidence
without considering whether Fourth Amendment interests will be advanced.
To the extent that proponents of exclusion rely on its behavioral
effects on judges and
magistrates in these areas, their reliance is misplaced. First, the
exclusionary rule is designed to deter police misconduct rather than to
punish the errors of judges and magistrates. Second, there exists no
evidence suggesting that judges and magistrates are inclined to ignore
or subvert the Fourth Amendment or that lawlessness among these actors
requires application of the extreme sanction of exclusion.
Third, and most important, we discern no basis, and are offered none,
for believing that exclusion of evidence seized pursuant to a warrant
will have a significant deterrent effect on the issuing judge or
magistrate. Many of the factors that indicate that the exclusionary rule
cannot provide an effective "special" or "general" deterrent for
individual offending law enforcement officers apply as well to judges or
magistrates. And, to the extent that the rule is thought to operate as a
"systemic" deterrent on a wider audience, it clearly can have no such
effect on individuals empowered to issue search warrants. Judges and
magistrates are not adjuncts to the law
enforcement team; as neutral judicial officers, they have no stake in
the outcome of particular criminal prosecutions. The threat of exclusion
thus cannot be expected significantly to deter them. Imposition of the
exclusionary sanction is not necessary meaningfully to inform judicial
officers of their errors, and we cannot conclude that admitting evidence
obtained pursuant to a warrant while at the same time declaring that the
warrant was somehow defective will in any way reduce judicial officers'
professional incentives to comply with the Fourth Amendment, encourage
them to repeat their mistakes, or lead to the granting of all colorable
warrant requests.
If exclusion of evidence obtained pursuant to a subsequently
invalidated warrant is to have any deterrent effect, therefore, it must
alter the behavior of individual law enforcement officers or the
policies of their departments. One could argue that applying the
exclusionary rule in cases where the police failed to demonstrate
probable cause in the warrant application deters future
inadequate presentations or "magistrate shopping" and thus promotes
the ends of the Fourth Amendment. Suppressing evidence obtained pursuant
to a technically defective warrant supported by probable cause also
might encourage officers to scrutinize more closely the form of the
warrant and to point out suspected judicial errors. We find such
arguments speculative and conclude that
suppression of evidence obtained pursuant to a warrant should be
ordered only on a case-by-case basis and only in those unusual cases in
which exclusion will further the purposes of the exclusionary rule.
We have frequently questioned whether the exclusionary rule can have
any deterrent effect when the offending officers acted in the
objectively reasonable belief that their conduct did not violate the
Fourth Amendment. "No empirical researcher, proponent or opponent of the
rule, has yet been able to establish with any assurance whether the rule
has a deterrent effect...." But even assuming that the rule effectively
deters some police misconduct and provides incentives for the law
enforcement profession as a whole to conduct itself in accord with the
Fourth Amendment, it cannot be expected, and should not be applied, to
deter objectively reasonable law enforcement activity.
As we observed in Michigan v. Tucker and reiterated in United States
v. Peltier:
The deterrent purpose of the exclusionary rule
necessarily assumes that the police have engaged in willful, or at the
very least negligent, conduct which has deprived the defendant of some
right. By refusing to admit evidence gained as a result of such conduct,
the courts hope to instill in those particular investigating officers,
or in their future counterparts, a greater degree of care toward the
rights of an accused. Where the official action was pursued in complete
good faith, however, the deterrence rationale loses much of its force.
The Peltier Court continued:
If the purpose of the exclusionary rule is to deter
unlawful police conduct, then evidence obtained from a search should be
suppressed only if it can be said that the law enforcement officer had
knowledge, or may properly be charged with knowledge, that the search
was unconstitutional under the Fourth Amendment.
In short, where the officer's conduct is objectively
reasonable, "excluding the evidence will not further the ends of the
exclusionary rule in any appreciable way; for it is painfully apparent
that ... the officer is acting as a reasonable officer would and should
act in similar circumstances.
Excluding the evidence can in no way affect his future
conduct unless it is to make him less willing to do his duty."
This is particularly true, we believe, when an officer
acting with objective good faith has obtained a search warrant from a
judge or magistrate and acted within its scope. In most such cases,
there is no police illegality and thus nothing to deter. It is the
magistrate's responsibility to determine whether the officer's
allegations establish probable cause and, if so, to issue a warrant
comporting in form with the requirements of the Fourth Amendment. In the
ordinary case, an officer cannot be expected to question the
magistrate's probable-cause determination or his judgment that the form
of the warrant is technically sufficient. "[O]nce the warrant issues,
there is literally nothing more the policeman can do in seeking to
comply with the law." Penalizing the officer for the magistrate's error,
rather than his own, cannot logically contribute to the deterrence of
Fourth Amendment violations.
We conclude that the marginal or nonexistent benefits
produced by suppressing evidence obtained in objectively reasonable
reliance on a subsequently invalidated search warrant cannot justify the
substantial costs of exclusion. We do not suggest, however, that
exclusion is always inappropriate in cases where an officer has obtained
a warrant and abided by its terms. "[S]earches pursuant to a
warrant will rarely require any deep inquiry into reasonableness," for "a
warrant issued by a magistrate normally suffices to establish" that a
law enforcement officer has "acted in good faith in conducting the
search." Nevertheless, the officer's reliance on the magistrate's
probable-cause determination and on the technical sufficiency of the
warrant he issues must be objectively reasonable and it is clear that in
some circumstances the officer will have no reasonable grounds for
believing that the warrant was properly issued.
Suppression therefore remains an appropriate remedy if
the magistrate or judge in issuing a warrant was misled by information
in an affidavit that the affiant knew was false or would have known was
false except for his reckless disregard of the truth. The exception we
recognize today will also not apply in cases where the issuing
magistrate wholly abandoned his judicial role in the manner condemned in
Lo-Ji Sales, Inc. v. New York, []; in such circumstances, no reasonably
well
trained officer should rely on the warrant. Nor would
an officer manifest objective good faith in relying on a warrant based
on an affidavit "so lacking in indicia of probable cause as to render
official belief in its existence entirely unreasonable." Finally,
depending on the circumstances of the particular case, a warrant may be
so facially deficient-- i.e., in failing to particularize theplace to be
searched or the things to be seized--that the executing officers cannot
reasonably presume it to be valid.
In so limiting the suppression remedy, we leave
untouched the probable- cause standard and the various requirements for
a valid warrant. Other objections to the modification of the Fourth
Amendment exclusionary rule we consider to be insubstantial. The
good-faith exception for searches conducted pursuant to warrants is not
intended to signal our unwillingness strictly to
enforce the requirements of the Fourth Amendment, and
we do not believe that it will have this effect. As we have already
suggested, the good- faith exception, turning as it does on objective
reasonableness, should not be difficult to apply in practice. When
officers have acted pursuant to a warrant, the prosecution should
ordinarily be able to establish objective good faith without a
substantial expenditure of judicial time.
Nor are we persuaded that application of a good-faith
exception to searches conducted pursuant to warrants will preclude
review of the constitutionality of the search or seizure, deny needed
guidance from the courts, or freeze Fourth Amendment law in its present
state. There is no need for courts to adopt the inflexible practice of
always deciding whether the officers' conduct
manifested objective good faith before turning to the
question whether the Fourth Amendment has been violated. Defendants
seeking suppression of the fruits of allegedly unconstitutional searches
or seizures undoubtedly raise live controversies which Art. III empowers
federal courts to adjudicate.
If the resolution of a particular Fourth Amendment
question is necessary to guide future action by law enforcement officers
and magistrates, nothing will prevent reviewing courts from deciding
that question before turning to the good-faith issue. Indeed, it
frequently will be difficult to determine whether the officers acted
reasonably without resolving the Fourth Amendment issue. Even if the
Fourth Amendment question is not one of broad import, reviewing courts
could decide in particular cases that magistrates under their
supervision need to be informed of their errors and so evaluate the
officers' good faith only after finding a violation. In other
circumstances, those courts could reject suppression motions posing no
important Fourth Amendment questions by turning immediately to a
consideration of the officers' good faith. We have no reason to believe
that our Fourth Amendment jurisprudence would suffer by allowing
reviewing courts to exercise an informed discretion in making this
choice.
In the absence of an allegation that the magistrate
abandoned his detached and neutral role, suppression is appropriate only
if the officers were dishonest or reckless in preparing their affidavit
or could not have harbored an objectively reasonable belief in the
existence of probable cause. Only
respondent Leon has contended that no reasonably well
trained police officer could have believed that there existed probable
cause to search his house; significantly, the other respondents advance
no comparable argument. Officer Rombach's application for a warrant
clearly was supported by much more than a "bare bones" affidavit. The
affidavit related the results of an extensive
investigation and provided evidence sufficient to
create disagreement among thoughtful and competent judges as to the
existence of probable cause. Under these circumstances, the officers'
reliance on the magistrate's determination of probable cause was
objectively reasonable, and application of the extreme sanction of
exclusion is inappropriate. Accordingly, the judgment of the Court of
Appeals is Reversed.
Justice BLACKMUN, concurring.
The Court today holds that evidence obtained in
violation of the Fourth Amendment by officers acting in objectively
reasonable reliance on a search warrant issued by a neutral and detached
magistrate need not be excluded, as a matter of federal law, from the
case in chief of federal and state criminal prosecutions. I join the
Court's opinion in this case because I believe that the rule announced
today advances the legitimate interests of the criminal justice system
without sacrificing the individual rights protected by the Fourth
Amendment. I write separately, however, to underscore what I regard as
the unavoidably provisional nature of today's decisions.
[T]he Court has narrowed the scope of the exclusionary
rule because of an empirical judgment that the rule has little
appreciable effect in cases where officers act in objectively reasonable
reliance on search warrants. I see no way to avoid making an empirical
judgment of this sort, and I am satisfied that the Court has made the
correct one on the information before it. Like all courts, we face
institutional limitations on our ability to gather information about
"legislative facts," and the exclusionary rule itself has exacerbated
the shortage of hard data concerning the behavior of police officers in
the absence of such a rule. Nonetheless, we cannot escape the
responsibility to decide the question before us, however imperfect our
information may be, and I am prepared to join the Court on the
information now at hand.
[An empirical judgment of the exclusionary rule can
only be tested through real world situations, and so our expectations
and the rule must be measured in that light and adapted in the future if
necessary.]
If a single principle may be drawn from this Court's
exclusionary rule decisions it is that the scope of the exclusionary
rule is subject to change in light of changing judicial understanding
about the effects of the rule outside the confines of the courtroom. It
is incumbent on the Nation's law enforcement officers, who must continue
to observe the Fourth Amendment in the wake of today's decisions, to
recognize the double-edged nature of that principle.
Justice BRENNAN, with whom Justice MARSHALL joins,
dissenting.
Ten years ago in United States v. Calandra, I
expressed the fear that the Court's decision "may signal that a majority
of my colleagues have positioned themselves to reopen the door [to
evidence secured by official lawlessness] still further and abandon
altogether the exclusionary rule in search-and-seizure cases." Since
then, in case after case, I have witnessed the Court's gradual but
determined strangulation of the rule. It now appears that the
Court's victory over the Fourth Amendment is complete. That today's
decisions represent the piece de resistance of the Court's past efforts
cannot be doubted, for today the Court sanctions the use in the
prosecution's case in chief of illegally obtained evidence against the
individual whose rights have been violated--a result that had previously
been thought to be foreclosed.
The Court seeks to justify this result on the ground
that the "costs" of adhering to the exclusionary rule in cases like
those before us exceed the "benefits." But the language of deterrence
and of cost/benefit analysis, if used indiscriminately, can have a
narcotic effect. It creates an illusion of technical precision and
ineluctability. It suggests that not only constitutional principle but
also empirical data support the majority's result. When the Court's
analysis is examined carefully, however, it is clear that we have not
been treated to an honest assessment of the merits of the exclusionary
rule, but have instead been drawn into a curious world where the "costs"
of excluding illegally obtained evidence loom to exaggerated heights and
where the "benefits" of such exclusion are made to disappear with a mere
wave of the hand.
[The Court today holds that reasonable reliance on an
issued warrant allows evidence to be admitted at trial. They read the
Fourth Amendment as controlling the actual act of searching and seizing,
and not the admission of evidence.] A more direct answer may be supplied
by recognizing that the Amendment, like other provisions of the Bill of
Rights, restrains the power of the government as a whole; it does not
specify only a particular agency and exempt all others. The judiciary is
responsible, no less than the executive, for ensuring that
constitutional rights are respected.
When that fact is kept in mind, the role of the courts
and their possible involvement in the concerns of the Fourth Amendment
comes into sharper focus. Because seizures are executed principally to
secure evidence, and because such evidence generally has utility in our
legal system only in the context of a trial supervised by a judge, it is
apparent that the admission of illegally obtained evidence implicates
the same constitutional concerns as the initial seizure of that
evidence. Indeed, by admitting unlawfully seized evidence, the judiciary
becomes a part of what is in fact a single governmental action
prohibited by the terms of the Amendment. Once that connection between
the evidence-gathering role of the police and the evidence-admitting
function of the courts is acknowledged, the plausibility of the Court's
interpretation becomes more suspect. Certainly nothing in the language
or history of the Fourth Amendment suggests that a recognition of this
evidentiary link between the police and the courts was meant to be
foreclosed. It is difficult to give any meaning at all to the
limitations imposed by the Amendment if they are read to proscribe only
certain conduct by the police but to allow other agents of the same
government to take advantage of evidence secured by the police in
violation of its requirements. The Amendment therefore must be read to
condemn not only the initial unconstitutional invasion of privacy--which
is done, after all, for the purpose of securing evidence--but also the
subsequent use of any evidence so obtained.
[The Court attempts to draw a line between rights and
responsibilities by claiming that Fourth Amendment protections only
apply to the actual moment of search and seizure. This kind of
interpretation is based] on an impoverished understanding of judicial
responsibility in our constitutional scheme.
For my part, "[t]he right of the people to be secure
in their persons, houses, papers, and effects, against unreasonable
searches and seizures" comprises a personal right to exclude all
evidence secured by means of unreasonable searches and seizures. The
right to be free from the initial invasion of privacy and the right of
exclusion are coordinate components of the central embracing right to be
free from unreasonable searches and seizures. [This conception was what
the original exclusionary rule was based upon when first formulated in
Weeks v. United States. That truer conception of the rule recognized
that evidence-gathering by the police is directly linked to
evidence-admitting by the courts, and the Fourth Amendment therefore
equally controls both situations.]
[It] is conceded by the Government and accepted by the
Court that the affidavit filed by the police officers in support of
their application for a search warrant failed to provide a sufficient
basis on which a neutral and detached magistrate could conclude that
there was probable cause to issue the warrant. Specifically, it is
conceded that the officers' application for a warrant was based in part
on information supplied by a confidential informant of unproven
reliability that was over five months old by the time it was relayed to
the police. The warrant, therefore, should never have issued. Stripped
of the authority of the warrant, the conduct of these officers was
plainly unconstitutional--it amounted to nothing less than a naked
invasion of the privacy of respondents' homes without the requisite
justification demanded by the Fourth Amendment. In order to restore the
Government to the position it would have occupied had this
unconstitutional search not occurred, therefore, it was necessary that
the evidence be suppressed.
In my view, a doctrine that preserves intact the
constitutional rights of the accused, and, at the same time, is
sufficiently limited to permit society's legitimate and pressing
interest in criminal law enforcement to be served should not be so
recklessly discarded. It is a doctrine that gives life to the "very
heart of the Fourth Amendment directive: that ... a governmental search
and seizure should represent both the efforts of the officer to gather
evidence of wrongful acts and the judgment of the magistrate that the
collected evidence is sufficient to justify invasion of a citizen's
private premises."
Even if I were to accept the Court's general approach
to the exclusionary rule, I could not agree with today's result. [O]ne
might have predicted with some assurance how the present case would
unfold. First there is the ritual incantation of the "substantial social
costs" exacted by the exclusionary rule, followed by the virtually
foreordained conclusion that, given the marginal benefits, application
of the rule in the circumstances of these cases is not warranted. Upon
analysis, however, such a result cannot be justified even on the Court's
own terms. [Even studies done do not support their position today. The
Court merely says that there will be little deterrent effect, and will
only be applicable to those people who know they are violating the
Fourth Amendment. However, the purpose of the Amendment is not
punishment of officers, but rather enforcement of protections on law
enforcment in general. After today's decision, the incentive for
institutions to make sure their officers follow the rules will be lost,
and magistrates issuing warrants will be insulated from review.]
[T]he full impact of the Court's regrettable decisions
will not be felt until the Court attempts to extend this rule to
situations in which the police have conducted a warrantless search
solely on the basis of their own judgment about the existence of
probable cause and exigent circumstances. When that question is finally
posed, I for one will not be surprised if my colleagues decide once
again that we simply cannot afford to protect Fourth Amendment rights.
Justice Stevens, dissenting. In [Leon], there is a substantial question whether
the warrant complied with the Fourth Amendment. The Court's conclusion
that searches undertaken without probable cause can nevertheless be
"reasonable" is totally without support in our Fourth Amendment
jurisprudence.
The majority's contrary conclusion rests on the notion
that it must be reasonable for a police officer to rely on a
magistrate's finding. Until today that has plainly not been the law; it
has been well settled that even when a magistrate issues a warrant there
is no guarantee that the ensuing search and seizure is constitutionally
reasonable.
The exclusionary rule is designed to prevent
violations of the Fourth Amendment. "Its purpose is to deter--to
compel respect for the constitutional guaranty in the only
effectively available way, by removing the incentive to disregard it."
If the police cannot use evidence obtained through warrants issued on
less than probable cause, they have less incentive to seek those
warrants, and magistrates have less incentive to issue them.
We could, of course, facilitate the process of
administering justice to those who violate the criminal laws by ignoring
the commands of the Fourth Amendment--indeed, by ignoring the
entire Bill of Rights--but it is the very purpose of a Bill of Rights to
identify values that may not be sacrificed to expediency. In a just
society those who govern, as well as those who are governed, must obey
the law.
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