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Tracey L. Meares, Rewards for Good Behavior:
Influencing Prosecutorial Discretion and Conduct with Financial
Incentives, 64 Fordham L. Rev. 851 (1995).
Student Review:
In this article, Meares proposes adopting a system of monetary
incentives to limit a prosecutor's discretion and misconduct. Meares
outlines the current problems with virtually unlimited prosecutorial
discretion, and the limited review and available sanctions for
prosecutorial misconduct. Meares also discusses the problems that could
arise by adopting a system of financial award for public prosecutors,
but feels the benefits gained by such a system would overshadow the
downfalls.
Meares states that studies have shown that financial incentives
are effective motivators and are frequently used the private arena.
However, many people are hesitant in giving rewards to public employees
because of political constraints, the difficulty of measuring
performance, and the fact that financial rewards can introduce bias into
the prosecutor's pursuit of justice. Meares believes that such a system
will ultimately aid in the pursuit of justice rather than hampering it.
Although some would view the Speedy Disposition Program (which provided
prosecutors with money for reducing detainees in New York jails) as a
failure, Meares feels that the program was partly a success and
suggested that financial incentives can motivate prosecutors towards a
desired goal.
Prosecutors have a great deal of discretion to charge and plea
bargain with defendants. Additionally, a prosecutor's charging
discretion mostly unreviewable. The ability to choose charges allows
the prosecutor a great deal of power in plea bargaining with
defendants. While rules of ethics establish that a prosecutor cannot
charge an individual with a crime for which there is no factual basis, a
prosecutor can charge a defendant with offenses that she has probable
cause to believe are factually justified, but may not be able to prove
beyond a reasonable doubt at trial. This allows the prosecutor to
initially overcharge the defendant but reduce the charges if the
defendant is willing to plead guilty. Meares believes that such vast
prosecutorial discretion harms the defendant's ability to freely and
intelligently plead guilty to charges. She suggests that financial
incentives could reward prosecutors who only charge defendants with the
offenses the prosecutor believes she could prove at trial. The system
would reward prosecutors who obtain convictions on the same charges
pursued at the beginning of the case. Such a standard would make a
defendant's plea more voluntary and intelligent because the defendant
would be able to quickly assess the strength of the charges, and
prosecutors would adhere to higher ethical standards.
In response to the objections about rewarding prosecutors with
financial incentives, Meares states that evidence suggests such monetary
rewards will positively motivate the behavior of prosecutors. Meares
also notes that under the proposed system, there would be fewer plea
bargains and more trials and this result might be considered
problematic. However, Meares asserts that cases in which legal guilt
is doubtful will create the most cases, and such an increase of these
types of trials should be of little concern. The financial rewards may
also lead to prosecutors undercharging defendants just to ensure rewards
and harm the system of fair punishment. Meares states by relying on
internal controls, prosecutorial culture, and reward structure, such a
detriment can be limited. Rewards can also increase race and gender
bias and encourage prosecutors not to pick cases regarding these issues
(i.e., cases with black victims, domestic violence situations, and date
rape) because of the uncertainty of convictions. However, Meares
responds that she believes it is hard to imagine such bias problems
becoming worse than they already are.
Meares also believes that a financial incentive program can reduce
occurrences of prosecutorial misconduct. The current checks on
prosecutorial misconduct (contempt sanctions by the court, public
reprimands, and sanctions by professional associations) only have a
limited effect. Meares believes that financial rewards could motivate a
prosecutor to behave ethically and proposes that a reward for a
conviction would only be given if appellate review finds that the
prosecutor's behavior was proper. Misconduct would sacrifice the
bonus. This process would hold prosecutors to a higher ethical
standard. While this proposal also has objections (i.e., nonrigorous
appellate review, court bias in favor of prosecutors, delay of review,
and prosecutorial conflicts on appeal), Meares believes that these
problems can be overcome.
Thus, despite various problems that may occur due to financial
rewards for prosecutors, Meares believes that none of the weaknesses are
strong enough to undermine the entire system. She believes that
incentives can reduce prosecutorial charging discretion and limit
misconduct. Both of these changes would benefit the public, and at the
same time encourage prosecutors to adhere to a higher level of ethical
conduct.
Article Summary by: Corrie Noir
Wake Forest University School of Law 1999 |